Use of FT-NIR for monitoring of
fermentation and
lyophilisation processes
(Gefriertrocknung) |
5. Kolloquium - 30. November und 1. Dezember 2009
Arbeitskreis Prozessanalytik -
Sartorius College Göttingen
Dr. Frédéric Despagne
ABB Analytical |
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The conclusions of this paper are like this :
NIR for fermentation and lyophilisation processes
Fermentation and cell culture applications
- NIR useful at multiple stages of fermentation-related processes
- Upstream: raw materials qualification
- In-process: real-time monitoring of matrix condition and product titer
- Downstream:
• Qualitative analysis of column material + real time monitoring of the purification process
• Real-time monitoring of modification process
- Key aspects:
• Proper preliminary matrix categorisation
• Increasing availability of papers related to manufacturing implementations
Lyophilisation
- Technology potential: achieve true QbD as alternative to QC testing
- Main challenge: in-line analyser interfacing to freeze-dryer
- Expect that first advances in
manufacturing will be in the field
of process monitoring
rather than control
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Generell Aspects in the Biomanufacturing Industry
The biomanufacturing industry still shows some resistance to the implementation of process NIR technology :
only 3% have implemented PAT initiatives |
Three hurdles can mainly be classified :
- Regulatory absence : biotech companies have been slow to embark on the Process Analytical Technology (PAT) and Quality by Design (QbD) journey in particular due to the absence of a guidance by FDA on the use of PAT for biologics.
- The economic relevance of analytical in-line implementation is not always easy to justify.
- Technological : The applicability of NIR technology is largely dependent on the complexity of the matrix.
Focus on the Technological Challenges
This lecture places a special focus on the technological challenges.
When moving from the laboratory stage into manufacturing special attention must be paid to scale-up effects and heterogeneous process data management. |
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Use of PAT in biopharmaceutical industry |
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Use of PAT in biopharmaceutical industry |
The complexity of biologicals
- Proteins can be extremely heterogeneous and have complex structure
- Characterization not easy
- Fermentation media contain multiple ingredients and possible interferents
- Variability of raw materials and seed inoculum
- Broad dynamic range in product titers (mg/l to g/l)
- Biological products are heat sensitive and susceptible to microbial contamination
- Need for aseptic equipments and principles from initial manufacturing steps in contrast
to most conventional drugs.
- Culture yield very sensitive to process parameters variations (temperature, aeration,
agitation)
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NIR for fermentation
and cell culture
applications
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NIR for fermentation
and cell culture
applications |
Monitoring of the fermentation process
- Cell density and biomass content
- Example: determination of biomass growth by correlation of FT-NIR spectra with cell
density during very-high-gravity corn mash fermentation (NCSU-BTEC)
- Determination of fermentation analytes concentration (nutrients, metabolites, byproducts)
- Example: monitoring of total sugars and ethanol from FT-NIR spectra during very-highgravity
corn mash fermentation (NCSU-BTEC)
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NIR for fermentation
and cell culture
applications |
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NIR for fermentation
and cell culture
applications |
Monitoring of downstream purification process
- Monitor the elution process and fraction collection to reduce loss of API through ionic
exchange column (alternative to assay that takes 10 minutes
- Example: Use of FT-NIR to control chromatography column gradient mixing in a
protein purification process (NNE Pharmaplan)
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NIR for fermentation
and cell culture
applications |
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NIR for fermentation
and cell culture
applications |
Data evaluation and Chemometrics
- Spectral region optimisation (exclude C-H combination region below
4800 cm-1 and strong water band at 5100 cm-1)
- Full spectra algorithms preferred to extract complex matrix information
- Incorporate temperature fluctuations in model
- Consider time-segmented calibrations to handle fast matrix changes
- Use of spectral preprocessing
- Effect of agitation rate, gas flow rates and biomass variations on scattered
light variations
- Baseline shifts
- Use process trajectories to detect culture contaminations
- Use on-the-fly statistical evaluation of model applicability to detect
extrapolation conditions where model robustness can be challenged
(e.g. F-ratios)
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NIR for
lyophilisation
applications |
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NIR for
lyophilisation
applications |
PAT sensors for lyophilisation processes
Objectives for lyophilisation
- Real-time monitoring of moisture content for end-point determination of freeze-drying process
- Achieve real time feedback control to achieve “right first rime” quality
At-line methods
- Loss on drying (IR)
lack of repeatability, destructive, can not distinguish free/bonded water
- Karl-Fischer titration
destructive, slow, requires skilled operators
Some PAT sensors
- Temperature / conductivity probes inserted in vials :
• Potential crystallisation points during freeze-drying
• Sterility issues
• Non-representative information
- Mass spectroscopy (Headspace measurement on vaporised water) :
• No process interference
• Provides overall process end-point information
• No direct measurement of CQA
• Requires constant leak rate frequent leak tests required
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NIR for
lyophilisation
applications |
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NIR for
lyophilisation
applications |
Technical challenges – Probe-related aspects
- Availability of sampling points
• Not possible to retrofit legacy equipment
• Collaboration with freeze dryer supplier required early in project
• Ideally have sampling points coupled with windows
- Positioning of sampling points
• Usually only external vials accessible due to tray design with silicon oil circulation
between shelves
Monitoring only (cycle-time reduction) OK
Feedback control or parametric release Requires careful validation to demonstrate representativity of measurements (drying usually not homogeneous)
• Reproducibility of probe alignment in front of vial can be challenging (automated tray
loading, possibly different vial diameters depending on products) Possibility to
visually preposition retractable non-contact probe after tray loading and manually fine
tune probe positioning by using XYZ 3-D stage and maximising reflectance signal after
water sublimated (powder), or early in process by focusing beam on stopper.
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Specifications
• Probe with aseptic design that sustain P and T conditions, including SIP cycle
temperature gradient
• Vacuum-tight flange seal
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Zusätzliche Informationen : |
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